Faculty Profiles - ZHAO Xiaofan | The Hong Kong University of Science and Technology

Xiaofan ZHAO
趙小凡

PhD in Public Administration
Tsinghua University, 2018

Assistant Professor
Division of Public Policy

(852) 3469 2415
xfzhao@ust.hk
Room 4340
Personal Web

Google Scholar

ABWtKjoAAAAJ

ORCID

0000-0002-8779-475X

Scopus ID

55619296845

Research Interest Publications Projects Teaching Assignment

Research Interest

Chinese environmental and energy policy
Climate change and global environmental governance
Environmental policy and governance
Policy process theories
Regulatory enforcement and compliance

Publications

All Years 33 2023 0 2022 3 2021 5 2020 7 2019 0 2018 2 2017 16

2022 3

Assessing climate risk related to precipitation on cultural heritage at the provincial level in China

Science of the Total Environment, v. 835, August 2022, article number 155489
Wang, Ximo; Li, Huimin; Wang, Yufei; Zhao, Xiaofan
Article

Three Decades of Climate Policymaking in China: A View of Learning

Sustainability (Switzerland), v. 14, (4), February 2022, article number 2202
Zhao, Xiaofan; Qi, Ye
Article

Towards Carbon Neutrality: A Study on China's Long-Term Low-Carbon Transition Pathways and Strategies

Environmental Science and Ecotechnology, v. 9, January 2022, article number 100134
He, Jiankun; Li, Zheng; Zhang, Xiliang; Wang, Hailin; Dong, Wenjuan; Du, Ershun; Chang, Shiyan; Ou, Xunmin; Guo, Siyue; Tian, Zhiyu; Gu, Alun; Teng, Fei; Hu, Bin; Yang, Xiu; Chen, Siyuan; Yao, Mingtao; Yuan, Zhiyi; Zhou, Li; Zhao, Xiaofan; Li, Ying; Zhang, Danwei
Article

2021 5

Understanding systemic risk induced by climate change

Advances in Climate Change Research, v. 12, (3), June 2021, p. 384-394
Li, Hui-Min; Wang, Xue-Chun; Zhao, Xiaofan; Qi, Ye
Article

氣候變化風險評估體系的國際經驗以及對我國的啟示

環境保護 = Environmental Protection, v. 49, (8), May 2021, p. 39-42
赵小凡; 齐晔; 李嘉慧
Article

Global Climate Governance and International Cooperation

China's Long-Term Low-Carbon Development Strategies and Pathways / Institute of Climate Change and Sustainable Development of Tsinghua University et al.. Singapore : Springer, 2021, p. 285-311, Chapter 11
Wang, Hailin; Zhao, Xiaofan; He, Jiankun
Book chapter

Long-Term Low-Carbon Transition Pathways

China's Long-Term Low-Carbon Development Strategies and Pathways: Comprehensive Report / Institute of Climate Change and Sustainable Development of Tsinghua University et al.. Singapore : Springer, 2021, p. 227-253, Chapter 9
Wang, Hailin; Zhao, Xiaofan; He, Jiankun
Book chapter

Strategic Linchpins and Policy Safeguards

China's Long-Term Low-Carbon Development Strategies and Pathways / Institute of Climate Change and Sustainable Development of Tsinghua University et al.. Singapore : Springer, 2021, p. 255-283, Chapter 10
He, Jiankun; Wang, Hailin; Zhao, Xiaofan
Book chapter

2020 7

"十二五"以来中国应对气候变化政策和行动评述

中国人口.资源与环境, v. 30, (236-04), 2020, p. 1-8
朱松丽; 朱磊; 赵小凡; 王文涛; 张文秀
Article

“十二五”以来中国应对气候变化的行政手段评估

中国人口.资源与环境, v. 30, (236-04), 2020, p. 9-15
赵小凡; 李惠民; 马欣
Article

Back to the future: Can Chinese doubling down and American muddling through fulfill 21st century needs for environmental governance?

Environmental Policy and Governance, v. 30, (2), March 2020, p. 59-70
Zhao, Xiaofan; Young, Oran R.; Qi, Ye; Guttman, Dan
Article

Comprehensive report on China's Long-Term Low-Carbon Development Strategies and Pathways

Chinese Journal of Population Resources and Environment, v. 18, (4), December 2020, p. 263-295
He, Jianku; Li, Zheng; Zhang, Xiliang; Wang, Hailun; Dong, Wenjuan; Chang, Shiyan; Ou, Xunmin; Guo, Siyue; Tian, Zhiyu; Gu, Alun; Teng, Fei; Yang, Xiu; Chen, Siyuan; Yao, Mingtao; Yuan, Zhiyi; Zhou, Li; Zhao, Xiaofan
Article

The Energy injustice of hydropower: Development, resettlement, and social exclusion at the Hongjiang and Wanmipo hydropower stations in China

Energy Research & Social Science, v. 62, April 2020, article number 101366
Zhao, Xiaofan; Wu, Liang; Qi, Ye
Article

Why Do Firms Obey?: the State of Regulatory Compliance Research in China

Journal of Chinese Political Science, 16 March 2020
Zhao, Xiaofan; Qi, Ye
Article

Climate Policy in China: An Overview

Standing up for a Sustainable World: Voices of Change / Edited by Claude Henry, Johan Rockström and Nicholas Stern. Cheltenham, UK : Edward Elgar Pub., 2020, p. 76-102, Ch. 7
Qi, Ye; Zhao, Xiaofan; Stern, Nicholas
Book chapter

2018 2

The consistency of China's energy statistics and its implications for climate policy

Journal of Cleaner Production, v. 199, October 2018, p. 27-35
Li, Huimin; Zhao, Xiaofan; Wu, Tong; Qi, Ye
Article

40年节能政策中的目标管理

中国低碳发展报告（2018) : Annual Review of Low-Carbon Development in China (2018) / 齐晔, 张希良著. 北京 : 中国社会科学出版社, 2018
赵小凡; 李惠民
Book chapter

2017 2

中国能源发展治理方式变革的战略思考

生态文明建设与能源生产消费革命研究 / 杜祥琬等著. 北京 : 科学出版社, 2017, p. 151, Ch. 6
Qi, Y.; Cai, Q.; Wu, L.; Zhao, Xiaofan
Book chapter

绿色低碳发展背景下消费端能源需求研究

中国碳排放：尽早达峰 / 中国尽早实现二氧化碳排放峰值的实施路径研究课题组著. 北京 : 中国经济出版社, 2017, p. 235-282, Ch. 6
齐晔; 张声远; 赵小凡; 李惠民; 杨秀; 朱梦曳
Book chapter

2016 5

China's numerical management system for reducing national energy intensity

Energy Policy, v. 94, July 2016, p. 64-76
Li, Huimin; Zhao, Xiaofan; Yu, Yuqing; Wu, Tong; Qi, Ye
Article

Enterprise-level amount of energy saved targets in China: Weaknesses and a way forward

Journal of Cleaner Production, v. 129, August 2016, p. 75-87
Zhao, Xiaofan; Li, Huimin; Wu, Liang; Qi, Ye
Article

Interpreting the Evolution of the Energy-Saving Target Allocation System in China (2006–13): A View of Policy Learning

World Development, v. 82, June 2016, p. 83-94
Zhao, Xiaofan; Wu, Liang
Article

工业企业节能量计算与目标考核

中国低碳发展报告（2015～2016) : Annual Review of Low-Carbon Development in China (2015-2016) / 编者: 齐晔, 张希良,《中国低碳发展报告》编写组. 北京 : 中国社会科学出版社, 2016, p. 136-152, 丛书：低碳发展蓝皮书
赵小凡; 邬亮
Book chapter

重塑能源消费：走向绿色低碳社会

中国低碳发展报告（2015～2016) : Annual Review of Low-Carbon Development in China (2015-2016) / 编者齐晔, 张希良. 北京 : 社会科学文献出版社, 2016, p. 42-122, 丛书 : 低碳发展蓝皮书
张声远; 董文娟; 赵小凡; 杨秀; 李惠民; 朱梦曳; 齐晔
Book chapter

2015 2

Air Pollution Governance as a Driver of Recent Climate Policies in China

Carbon & Climate Law Review, v. 9, (3), 2015, p. 243-255
McMullen-Laird, Lydia; Zhao, Xiaofan; Gong, Mengjie; McMullen, Samuel J.
Article

Institutionalized governance processes. Comparing environmental problem solving in China and the United States

Global Environmental Change, v. 31, March 2015, p. 163-173
Young, Oran R.; Guttman, Dan; Qi, Ye; Bachus, Kris; Belis, David; Cheng, Hongguang; Lin, Alvin; Schreifels, Jeremy; Van Eynde, Sarah; Wang, Yahua; Wu, Liang; Yan, Yilong; Yu, An; Zaelke, Durwood; Zhang, Bing; Zhang, Shiqiu; Zhao, Xiaofan; Zhu, Xufeng
Article

2014 5

Implementation of energy-saving policies in China: How local governments assisted industrial enterprises in achieving energy-saving targets

Energy Policy, v. 66, March 2014, p. 170-184
Zhao, Xiaofan; Li, Huimin; Wu, Liang; Qi, Ye
Article

Regional disparities and carbon "outsourcing": The political economy of China's energy policy

Energy, v. 66, March 2014, p. 950-958
Li, Huimin; Wu, Tong; Zhao, Xiaofan; Wang, Xiao; Qi, Ye
Article

改革开放以来中国能源供需特征与治理模式

中国人口·资源与环境, v. 24, (12), 2014, p. 147-152
邬亮; 赵小凡; 齐晔
Article

能效投融资研究

中國市場, v. 28, 2014, p. 23-30
董文娟; 趙小凡; 張丹瑋
Article

直面环境挑战：治理的作用

赵小凡; 邬亮
Book

2013 1

政策执行篇：节能目标责任制

中国低碳发展报告（2013) : Annual Review of Low-Carbon Development in China (2013) / 齐晔著. 北京 : 中国社会科学出版社, 2013
李惠民; 赵小凡; 马丽; 齐晔
Book chapter

2010 1

Implementing China's national energy conservation policies at state-owned electric power generation plants

Energy Policy, v. 38, (10), October 2010, p. 6293-6306
Zhao, Xiaofan; Ortolano, Leonard
Article

Article 3

Assessing climate risk related to precipitation on cultural heritage at the provincial level in China

Science of the Total Environment, v. 835, August 2022, article number 155489
Wang, Ximo; Li, Huimin; Wang, Yufei; Zhao, Xiaofan

Three Decades of Climate Policymaking in China: A View of Learning

Sustainability (Switzerland), v. 14, (4), February 2022, article number 2202
Zhao, Xiaofan; Qi, Ye

Towards Carbon Neutrality: A Study on China's Long-Term Low-Carbon Transition Pathways and Strategies

Environmental Science and Ecotechnology, v. 9, January 2022, article number 100134
He, Jiankun; Li, Zheng; Zhang, Xiliang; Wang, Hailin; Dong, Wenjuan; Du, Ershun; Chang, Shiyan; Ou, Xunmin; Guo, Siyue; Tian, Zhiyu; Gu, Alun; Teng, Fei; Hu, Bin; Yang, Xiu; Chen, Siyuan; Yao, Mingtao; Yuan, Zhiyi; Zhou, Li; Zhao, Xiaofan; Li, Ying; Zhang, Danwei

Article 2

Understanding systemic risk induced by climate change

Advances in Climate Change Research, v. 12, (3), June 2021, p. 384-394
Li, Hui-Min; Wang, Xue-Chun; Zhao, Xiaofan; Qi, Ye

氣候變化風險評估體系的國際經驗以及對我國的啟示

環境保護 = Environmental Protection, v. 49, (8), May 2021, p. 39-42
赵小凡; 齐晔; 李嘉慧

Book chapter 3

Global Climate Governance and International Cooperation

China's Long-Term Low-Carbon Development Strategies and Pathways / Institute of Climate Change and Sustainable Development of Tsinghua University et al.. Singapore : Springer, 2021, p. 285-311, Chapter 11
Wang, Hailin; Zhao, Xiaofan; He, Jiankun

Long-Term Low-Carbon Transition Pathways

China's Long-Term Low-Carbon Development Strategies and Pathways: Comprehensive Report / Institute of Climate Change and Sustainable Development of Tsinghua University et al.. Singapore : Springer, 2021, p. 227-253, Chapter 9
Wang, Hailin; Zhao, Xiaofan; He, Jiankun

Strategic Linchpins and Policy Safeguards

China's Long-Term Low-Carbon Development Strategies and Pathways / Institute of Climate Change and Sustainable Development of Tsinghua University et al.. Singapore : Springer, 2021, p. 255-283, Chapter 10
He, Jiankun; Wang, Hailin; Zhao, Xiaofan

Article 6

"十二五"以来中国应对气候变化政策和行动评述

中国人口.资源与环境, v. 30, (236-04), 2020, p. 1-8
朱松丽; 朱磊; 赵小凡; 王文涛; 张文秀

“十二五”以来中国应对气候变化的行政手段评估

中国人口.资源与环境, v. 30, (236-04), 2020, p. 9-15
赵小凡; 李惠民; 马欣

Back to the future: Can Chinese doubling down and American muddling through fulfill 21st century needs for environmental governance?

Environmental Policy and Governance, v. 30, (2), March 2020, p. 59-70
Zhao, Xiaofan; Young, Oran R.; Qi, Ye; Guttman, Dan

Comprehensive report on China's Long-Term Low-Carbon Development Strategies and Pathways

Chinese Journal of Population Resources and Environment, v. 18, (4), December 2020, p. 263-295
He, Jianku; Li, Zheng; Zhang, Xiliang; Wang, Hailun; Dong, Wenjuan; Chang, Shiyan; Ou, Xunmin; Guo, Siyue; Tian, Zhiyu; Gu, Alun; Teng, Fei; Yang, Xiu; Chen, Siyuan; Yao, Mingtao; Yuan, Zhiyi; Zhou, Li; Zhao, Xiaofan

The Energy injustice of hydropower: Development, resettlement, and social exclusion at the Hongjiang and Wanmipo hydropower stations in China

Energy Research & Social Science, v. 62, April 2020, article number 101366
Zhao, Xiaofan; Wu, Liang; Qi, Ye

Why Do Firms Obey?: the State of Regulatory Compliance Research in China

Journal of Chinese Political Science, 16 March 2020
Zhao, Xiaofan; Qi, Ye

Book chapter 1

Climate Policy in China: An Overview

Standing up for a Sustainable World: Voices of Change / Edited by Claude Henry, Johan Rockström and Nicholas Stern. Cheltenham, UK : Edward Elgar Pub., 2020, p. 76-102, Ch. 7
Qi, Ye; Zhao, Xiaofan; Stern, Nicholas

Article 1

The consistency of China's energy statistics and its implications for climate policy

Journal of Cleaner Production, v. 199, October 2018, p. 27-35
Li, Huimin; Zhao, Xiaofan; Wu, Tong; Qi, Ye

Book chapter 1

40年节能政策中的目标管理

中国低碳发展报告（2018) : Annual Review of Low-Carbon Development in China (2018) / 齐晔, 张希良著. 北京 : 中国社会科学出版社, 2018
赵小凡; 李惠民

Book chapter 2

中国能源发展治理方式变革的战略思考

生态文明建设与能源生产消费革命研究 / 杜祥琬等著. 北京 : 科学出版社, 2017, p. 151, Ch. 6
Qi, Y.; Cai, Q.; Wu, L.; Zhao, Xiaofan

绿色低碳发展背景下消费端能源需求研究

中国碳排放：尽早达峰 / 中国尽早实现二氧化碳排放峰值的实施路径研究课题组著. 北京 : 中国经济出版社, 2017, p. 235-282, Ch. 6
齐晔; 张声远; 赵小凡; 李惠民; 杨秀; 朱梦曳

Article 3

China's numerical management system for reducing national energy intensity

Energy Policy, v. 94, July 2016, p. 64-76
Li, Huimin; Zhao, Xiaofan; Yu, Yuqing; Wu, Tong; Qi, Ye

Enterprise-level amount of energy saved targets in China: Weaknesses and a way forward

Journal of Cleaner Production, v. 129, August 2016, p. 75-87
Zhao, Xiaofan; Li, Huimin; Wu, Liang; Qi, Ye

Interpreting the Evolution of the Energy-Saving Target Allocation System in China (2006–13): A View of Policy Learning

World Development, v. 82, June 2016, p. 83-94
Zhao, Xiaofan; Wu, Liang

Book chapter 2

工业企业节能量计算与目标考核

中国低碳发展报告（2015～2016) : Annual Review of Low-Carbon Development in China (2015-2016) / 编者: 齐晔, 张希良,《中国低碳发展报告》编写组. 北京 : 中国社会科学出版社, 2016, p. 136-152, 丛书：低碳发展蓝皮书
赵小凡; 邬亮

重塑能源消费：走向绿色低碳社会

中国低碳发展报告（2015～2016) : Annual Review of Low-Carbon Development in China (2015-2016) / 编者齐晔, 张希良. 北京 : 社会科学文献出版社, 2016, p. 42-122, 丛书 : 低碳发展蓝皮书
张声远; 董文娟; 赵小凡; 杨秀; 李惠民; 朱梦曳; 齐晔

Article 2

Air Pollution Governance as a Driver of Recent Climate Policies in China

Carbon & Climate Law Review, v. 9, (3), 2015, p. 243-255
McMullen-Laird, Lydia; Zhao, Xiaofan; Gong, Mengjie; McMullen, Samuel J.

Institutionalized governance processes. Comparing environmental problem solving in China and the United States

Global Environmental Change, v. 31, March 2015, p. 163-173
Young, Oran R.; Guttman, Dan; Qi, Ye; Bachus, Kris; Belis, David; Cheng, Hongguang; Lin, Alvin; Schreifels, Jeremy; Van Eynde, Sarah; Wang, Yahua; Wu, Liang; Yan, Yilong; Yu, An; Zaelke, Durwood; Zhang, Bing; Zhang, Shiqiu; Zhao, Xiaofan; Zhu, Xufeng

Article 4

Implementation of energy-saving policies in China: How local governments assisted industrial enterprises in achieving energy-saving targets

Energy Policy, v. 66, March 2014, p. 170-184
Zhao, Xiaofan; Li, Huimin; Wu, Liang; Qi, Ye

Regional disparities and carbon "outsourcing": The political economy of China's energy policy

Energy, v. 66, March 2014, p. 950-958
Li, Huimin; Wu, Tong; Zhao, Xiaofan; Wang, Xiao; Qi, Ye

改革开放以来中国能源供需特征与治理模式

中国人口·资源与环境, v. 24, (12), 2014, p. 147-152
邬亮; 赵小凡; 齐晔

能效投融资研究

中國市場, v. 28, 2014, p. 23-30
董文娟; 趙小凡; 張丹瑋

Book 1

直面环境挑战：治理的作用

赵小凡; 邬亮

Book chapter 1

政策执行篇：节能目标责任制

中国低碳发展报告（2013) : Annual Review of Low-Carbon Development in China (2013) / 齐晔著. 北京 : 中国社会科学出版社, 2013
李惠民; 赵小凡; 马丽; 齐晔

Article 1

Implementing China's national energy conservation policies at state-owned electric power generation plants

Energy Policy, v. 38, (10), October 2010, p. 6293-6306
Zhao, Xiaofan; Ortolano, Leonard

2017 2

中国能源发展治理方式变革的战略思考

生态文明建设与能源生产消费革命研究 / 杜祥琬等著. 北京 : 科学出版社, 2017, p. 151, Ch. 6
Qi, Y.; Cai, Q.; Wu, L.; Zhao, Xiaofan
Book chapter

绿色低碳发展背景下消费端能源需求研究

中国碳排放：尽早达峰 / 中国尽早实现二氧化碳排放峰值的实施路径研究课题组著. 北京 : 中国经济出版社, 2017, p. 235-282, Ch. 6
齐晔; 张声远; 赵小凡; 李惠民; 杨秀; 朱梦曳
Book chapter

2016 5

China's numerical management system for reducing national energy intensity

Energy Policy, v. 94, July 2016, p. 64-76
Li, Huimin; Zhao, Xiaofan; Yu, Yuqing; Wu, Tong; Qi, Ye
Article

Enterprise-level amount of energy saved targets in China: Weaknesses and a way forward

Journal of Cleaner Production, v. 129, August 2016, p. 75-87
Zhao, Xiaofan; Li, Huimin; Wu, Liang; Qi, Ye
Article

Interpreting the Evolution of the Energy-Saving Target Allocation System in China (2006–13): A View of Policy Learning

World Development, v. 82, June 2016, p. 83-94
Zhao, Xiaofan; Wu, Liang
Article

工业企业节能量计算与目标考核

中国低碳发展报告（2015～2016) : Annual Review of Low-Carbon Development in China (2015-2016) / 编者: 齐晔, 张希良,《中国低碳发展报告》编写组. 北京 : 中国社会科学出版社, 2016, p. 136-152, 丛书：低碳发展蓝皮书
赵小凡; 邬亮
Book chapter

重塑能源消费：走向绿色低碳社会

中国低碳发展报告（2015～2016) : Annual Review of Low-Carbon Development in China (2015-2016) / 编者齐晔, 张希良. 北京 : 社会科学文献出版社, 2016, p. 42-122, 丛书 : 低碳发展蓝皮书
张声远; 董文娟; 赵小凡; 杨秀; 李惠民; 朱梦曳; 齐晔
Book chapter

2015 2

Air Pollution Governance as a Driver of Recent Climate Policies in China

Carbon & Climate Law Review, v. 9, (3), 2015, p. 243-255
McMullen-Laird, Lydia; Zhao, Xiaofan; Gong, Mengjie; McMullen, Samuel J.
Article

Institutionalized governance processes. Comparing environmental problem solving in China and the United States

Global Environmental Change, v. 31, March 2015, p. 163-173
Young, Oran R.; Guttman, Dan; Qi, Ye; Bachus, Kris; Belis, David; Cheng, Hongguang; Lin, Alvin; Schreifels, Jeremy; Van Eynde, Sarah; Wang, Yahua; Wu, Liang; Yan, Yilong; Yu, An; Zaelke, Durwood; Zhang, Bing; Zhang, Shiqiu; Zhao, Xiaofan; Zhu, Xufeng
Article

2014 5

Implementation of energy-saving policies in China: How local governments assisted industrial enterprises in achieving energy-saving targets

Energy Policy, v. 66, March 2014, p. 170-184
Zhao, Xiaofan; Li, Huimin; Wu, Liang; Qi, Ye
Article

Regional disparities and carbon "outsourcing": The political economy of China's energy policy

Energy, v. 66, March 2014, p. 950-958
Li, Huimin; Wu, Tong; Zhao, Xiaofan; Wang, Xiao; Qi, Ye
Article

改革开放以来中国能源供需特征与治理模式

中国人口·资源与环境, v. 24, (12), 2014, p. 147-152
邬亮; 赵小凡; 齐晔
Article

能效投融资研究

中國市場, v. 28, 2014, p. 23-30
董文娟; 趙小凡; 張丹瑋
Article

直面环境挑战：治理的作用

赵小凡; 邬亮
Book

2013 1

政策执行篇：节能目标责任制

中国低碳发展报告（2013) : Annual Review of Low-Carbon Development in China (2013) / 齐晔著. 北京 : 中国社会科学出版社, 2013
李惠民; 赵小凡; 马丽; 齐晔
Book chapter

2010 1

Implementing China's national energy conservation policies at state-owned electric power generation plants

Energy Policy, v. 38, (10), October 2010, p. 6293-6306
Zhao, Xiaofan; Ortolano, Leonard
Article

No Publications

Teaching Assignment

2022-23 Spring 1 2022-23 Winter 0 2022-23 Fall 1 2021-22 Summer 0 2021-22 Spring 1 2021-22 Winter 0

PPOL5150

Public Policy Analysis

PPOL5110

Foundation in Public Policy

PPOL5150

Public Policy Analysis

No Teaching Assignments

Projects

From January 2021 to December 2023

All Projects 1

No Projects.
Explaining business compliance: evidence from energy-saving regulation in China

中國企業服從節能減排規制的動因及其作用機制 Leading

National Natural Science Foundation of China
Project Team (HKUST)
ZHAO Xiaofan (Lead)
2022 -

Research Interest

Publications

2022 3

2021 5

2020 7

2018 2

2017 2

2016 5

2015 2

2014 5

2013 1

2010 1

Article 3

Article 2

Book chapter 3

Article 6

Book chapter 1

Article 1

Book chapter 1

Book chapter 2

Article 3

Book chapter 2

Article 2

Article 4

Book 1

Book chapter 1

Article 1

2017 2

2016 5

2015 2

2014 5

2013 1

2010 1

Teaching Assignment

Projects

From January 2021 to December 2023

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