Faculty Profiles - BHATTACHARYA Utpal | The Hong Kong University of Science and Technology

Utpal BHATTACHARYA

PhD in Finance
Columbia University, 1990

Chair Professor
Department of Finance

(852) 2358 8498
ubhattac@ust.hk
Room LSK5007
Personal Web

Google Scholar

s899WjYAAAAJ

ORCID

0000-0003-1379-7488

ResearcherID

B-2409-2008

Scopus ID

7006018464

Research Interest Publications Projects Teaching Assignment RPG Supervision Space used

Research Interest

Behavioral finance
Empirical corporate finance
Household finance
International financial markets

Publications

All Years 46 2024 1 2023 0 2022 0 2021 4 2020 2 2019 2 2018 37

2024 1

Do Women Receive Worse Financial Advice?

Journal of Finance, July 2024, p. 1-48
Bhattacharya, Utpal; Kumar, Amit; Visaria, Sujata; Zhao, Jing
Article

2021 4

Spillovers in Prices: The Curious Case of Haunted Houses

Review of Finance, v. 25, (3), May 2021, p. 903-935
Bhattacharya, Utpal; Huang, Daisy; Nielsen, Kasper Meisner
Article

Do Announcement Returns Reflect Value Creation? (Not Really)

Ben-David, Itzhak; Bhattacharya, Utpal; Jacobsen, Stacey
Conference paper

Do Women Receive Worse Financial Advice?

Bhattacharya, Utpal; Kumar, Amit; Visaria, Sujata; Zhao, Jing
Conference paper

Rating on a Behavioral Curve

Bhattacharya, Utpal; Shon, Janghoon; Zhang, Yu
Conference paper

2020 2

Do Women Receive Worse Financial Advice?

Bhattacharya, Utpal; Kumar, Amit; Visaria, Sujata; Zhao, Jing
Conference paper

2019 2

Follow the money: Investor trading around investor-paid credit rating changes

Journal of Corporate Finance, v. 58, October 2019, p. 68-91
Bhattacharya, Utpal; Wei, Kelsey D.; Xia, Han
Article

Nominal stock price anchors: A global phenomenon?

Journal of Financial Markets, v. 44, June 2019, p. 31-41
Bae, Kee-Hong; Bhattacharya, Utpal; Kang, Jisok; Rhee, S. Ghon
Article

2018 1

Do Superstitious Traders Lose Money?

Management Science, v. 64, (8), August 2018, p. 3772-3791
Bhattacharya, Utpal; Kuo, Wei-Yu; Lin, Tse-Chun; Zhao, Jing
Article

2017 2

Abusing ETFs

Review of Finance, v. 21, (3), May 2017, p. 1217-1250
Bhattacharya, Utpal; Loos, Benjamin; Meyer, Steffen; Hackethal, Andreas
Article

What Affects Innovation More: Policy or Policy Uncertainty?

Journal of Financial and Quantitative Analysis, v. 52, (5), October 2017, p. 1869-1901
Bhattacharya, Utpal; Hsu, Po Hsuan; Tian, Xuan; Xu, Yan
Article

2016 1

The Share Repurchase Announcement Puzzle: Theory and Evidence

Review of Finance, v. 20, (2), March 2016, p. 725-758
Bhattacharya, Utpal; Jacobsen, Stacey
Article

2015 1

Firm Mortality and Natal Financial Care

Journal of Financial and Quantitative Analysis, v. 50, (1-2), July 2015, p. 61-88
Bhattacharya, Utpal; Borisov, Alexander; Yu, Xiaoyun
Article

2014 2

Insider Trading Controversies: A Literature Review

Annual Review of Financial Economics, v. 6, December 2014, p. 385-403
Bhattacharya, Utpal
Article

Do Superstitious Traders Lose Money?

Bhattacharya, Utpal; Kuo, Weiyu; Lin, Tse-Chun; Zhao, Jing
Conference paper

2013 1

Conflicting Family Values in Mutual Fund Families

Journal of Finance, v. 68, (1), February 2013, p. 173-200
Bhattacharya, Utpal; Lee, Jung H.; Pool, Veronika K.
Article

2012 3

Do they do it for the money?

Journal of Corporate Finance, v. 18, (1), February 2012, p. 92-104
Bhattacharya, Utpal; Marshall, Cassandra D.
Article

Is unbiased financial advice to retail investors sufficient? Answers from a large field study

Review of Financial Studies, v. 25, (4), April 2012, p. 975-1032
Bhattacharya, Utpal; Hackethal, Andreas; Kaesler, Simon; Loos, Benjamin; Meyer, Steffen
Article

Penny Wise, Dollar Foolish: Buy-Sell Imbalances On and Around Round Numbers

Management Science, v. 58, (2), February 2012, p. 413-431
Bhattacharya, Utpal; Holden, Craig W.; Jacobsen, Stacey
Article

2011 1

The Global Rise of the Value-Weighted Portfolio

Journal of Financial and Quantitative Analysis, v. 46, (3), June 2011, p. 737-756
Bhattacharya, Utpal; Galpin, Neal
Article

2009 3

Do Japanese CEOs matter?

Pacific-Basin Finance Journal, v. 17, (5), November 2009, p. 628-650
Ahn, Sanghoon; Bhattacharya, Utpal; Jung, Taehun; Nam, Giseok
Article

The Role of the Media in the Internet IPO Bubble

Journal of Financial and Quantitative Analysis, v. 44, (3), June 2009, p. 657-682
Bhattacharya, Utpal; Galpin, Neal; Ray, Rina; Yu, Xiaoyun
Article

When No Law is Better Than a Good Law

Review of Finance, v. 13, (4), October 2009, p. 577-627
Bhattacharya, Utpal; Daouk, Hazem
Article

2008 2

Melting pot or salad bowl: Some evidence from U.S. investments abroad

Journal of Financial Markets, v. 11, (3), August 2008, p. 228-258
Bhattacharya, Utpal; Groznik, Peter
Article

The Causes and Consequences of Recent Financial Market Bubbles: An Introduction

The Review of Financial Studies, v. 21, (1), January 2008, p. 3-10
Bhattacharya, Utpal; Yu, Xiaoyun
Article

2007 2

Is CEO certification of earnings numbers value-relevant?

Journal of Empirical Finance, v. 14, (5), December 2007, p. 611-635
Bhattacharya, Utpal; Groznik, Peter; Haslem, Bruce
Article

The Home Court Advantage in International Corporate Litigation

Journal of Law and Economics, v. 50, (4), November 2007, p. 625-659
Bhattacharya, Utpal; Galpin, Neal; Haslem, Bruce
Article

2006 1

The role of the media in the launch of internet IPOs

Betriebswirtschaftliche Forschung und Praxis, v. 5, September 2006, p. 442-456
Bhattacharya, Utpal; Galpin, Neal; Ray, Rina; Yu, Xiaoyun
Article

2005 1

Financial liberalization and the stability of currency pegs

Journal of Corporate Finance, v. 11, (1-2), March 2005, p. 351-374
Bhattacharya, Utpal
Article

2003 4

Is CEO Certification Credible?

Regulation, v. 26, (3), 2003, p. 8-10
Bhattacharya, Utpal; Groznik, Peter; Haslem, Bruce
Article

The optimal design of Ponzi schemes in finite economies

Journal of Financial Intermediation, v. 12, (1), January 2003, p. 2-24
Bhattacharya, Utpal
Article

The World Price of Earnings Opacity

The Accounting Review, v. 78, (3), July 2003, p. 641-678
Bhattacharya, Utpal; Daouk, Hazem; Welker, Michael
Article

The Effect of Global Financial Markets on Businesses

Research in Global Strategic Management: Volume 8: Leadership in International Business Education and Research / Edited by Alan M. Rugman. Amsterdam : Emerald Group Publishing Limited, 2003, p. 163-174
Bhattacharya, Utpal; Bonser-neal, Catherine
Book chapter

2002 1

The World Price of Insider Trading

Journal of Finance, v. 57, (1), February 2002, p. 75-108
Bhattacharya, Utpal; Daouk, Hazem
Article

2001 1

Capital Markets and the Evolution of Family Businesses

Journal of Business, v. 74, (2), April 2001, p. 187-219
Bhattacharya, Utpal; Ravikumar, B.
Article

2000 1

When an event is not an event: The curious case of an emerging market

Journal of Financial Economics, v. 55, (1), January 2000, p. 69-101
Bhattacharya, Utpal; Daouk, Hezem; Jorgenson, Brian; Kehr, Carl Heinrich
Article

1999 1

To believe or not to believe

Journal of Financial Markets, v. 2, (1), February 1999, p. 69-98
Bhattacharya, Utpal; Krishnan, Murugappa
Article

1998 1

Anatomy of a market failure: NYSE trading suspensions (1974-1988)

Journal of Business and Economic Statistics, v. 16, (2), April 1998, p. 216-226
Bhattacharya, Utpal; Spiegel, Matthew
Article

1997 3

Ace Company (B): The option value of waiting and capital budgeting

Issues in Accounting Education, v. 12, (2), October 1997, p. 399-411
Balakrishnan, Ramji; Bhattacharya, Utpal
Article

Communication Costs, Information Acquisition, and Voting Decisions in Proxy Contests

Review of Financial Studies, v. 10, (4), December 1997, p. 1065-1097
Bhattacharya, Utpal
Article

The advantage to hiding one's hand: Speculation and central bank intervention in the foreign exchange market

Journal of Monetary Economics, v. 39, (2), July 1997, p. 251-277
Bhattacharya, Utpal; Weller, Paul A.
Article

1995 2

Destructive Interference in an Imperfectly Competitive Multi-Security Market

Journal of Economic Theory, v. 65, (1), February 1995, p. 136-170
Bhattacharya, Utpal; Reny, Philip J.; Spiegel, Matthew
Article

Layout Driven Test Generation for CMOS Combinational Circuits

IEEE Region 10's Annual International Conference, Proceedings, v. 2, (1995), p. 823-827
Bhattacharya, Utpal; Sen Gupta, I.
Conference paper

1993 1

In search of the right middleman

Economics Letters, v. 42, (4), 1993, p. 341-347
Bhattacharya, Utpal; Yavaş, Abdullah
Article

1991 1

Insiders, outsiders, and market breakdowns

Review of Financial Studies, v. 4, (2), April 1991, p. 255-282
Bhattacharya, Utpal; Spiegel, Matthew
Article

Article 1

Do Women Receive Worse Financial Advice?

Journal of Finance, July 2024, p. 1-48
Bhattacharya, Utpal; Kumar, Amit; Visaria, Sujata; Zhao, Jing

Article 1

Spillovers in Prices: The Curious Case of Haunted Houses

Review of Finance, v. 25, (3), May 2021, p. 903-935
Bhattacharya, Utpal; Huang, Daisy; Nielsen, Kasper Meisner

Conference paper 3

Do Announcement Returns Reflect Value Creation? (Not Really)

Ben-David, Itzhak; Bhattacharya, Utpal; Jacobsen, Stacey

Do Women Receive Worse Financial Advice?

Bhattacharya, Utpal; Kumar, Amit; Visaria, Sujata; Zhao, Jing

Rating on a Behavioral Curve

Bhattacharya, Utpal; Shon, Janghoon; Zhang, Yu

Conference paper 2

Do Women Receive Worse Financial Advice?

Bhattacharya, Utpal; Kumar, Amit; Visaria, Sujata; Zhao, Jing

Article 2

Follow the money: Investor trading around investor-paid credit rating changes

Journal of Corporate Finance, v. 58, October 2019, p. 68-91
Bhattacharya, Utpal; Wei, Kelsey D.; Xia, Han

Nominal stock price anchors: A global phenomenon?

Journal of Financial Markets, v. 44, June 2019, p. 31-41
Bae, Kee-Hong; Bhattacharya, Utpal; Kang, Jisok; Rhee, S. Ghon

Article 1

Do Superstitious Traders Lose Money?

Management Science, v. 64, (8), August 2018, p. 3772-3791
Bhattacharya, Utpal; Kuo, Wei-Yu; Lin, Tse-Chun; Zhao, Jing

Article 2

Abusing ETFs

Review of Finance, v. 21, (3), May 2017, p. 1217-1250
Bhattacharya, Utpal; Loos, Benjamin; Meyer, Steffen; Hackethal, Andreas

What Affects Innovation More: Policy or Policy Uncertainty?

Journal of Financial and Quantitative Analysis, v. 52, (5), October 2017, p. 1869-1901
Bhattacharya, Utpal; Hsu, Po Hsuan; Tian, Xuan; Xu, Yan

Article 1

The Share Repurchase Announcement Puzzle: Theory and Evidence

Review of Finance, v. 20, (2), March 2016, p. 725-758
Bhattacharya, Utpal; Jacobsen, Stacey

Article 1

Firm Mortality and Natal Financial Care

Journal of Financial and Quantitative Analysis, v. 50, (1-2), July 2015, p. 61-88
Bhattacharya, Utpal; Borisov, Alexander; Yu, Xiaoyun

Article 1

Insider Trading Controversies: A Literature Review

Annual Review of Financial Economics, v. 6, December 2014, p. 385-403
Bhattacharya, Utpal

Conference paper 1

Do Superstitious Traders Lose Money?

Bhattacharya, Utpal; Kuo, Weiyu; Lin, Tse-Chun; Zhao, Jing

Article 1

Conflicting Family Values in Mutual Fund Families

Journal of Finance, v. 68, (1), February 2013, p. 173-200
Bhattacharya, Utpal; Lee, Jung H.; Pool, Veronika K.

Article 3

Do they do it for the money?

Journal of Corporate Finance, v. 18, (1), February 2012, p. 92-104
Bhattacharya, Utpal; Marshall, Cassandra D.

Is unbiased financial advice to retail investors sufficient? Answers from a large field study

Review of Financial Studies, v. 25, (4), April 2012, p. 975-1032
Bhattacharya, Utpal; Hackethal, Andreas; Kaesler, Simon; Loos, Benjamin; Meyer, Steffen

Penny Wise, Dollar Foolish: Buy-Sell Imbalances On and Around Round Numbers

Management Science, v. 58, (2), February 2012, p. 413-431
Bhattacharya, Utpal; Holden, Craig W.; Jacobsen, Stacey

Article 1

The Global Rise of the Value-Weighted Portfolio

Journal of Financial and Quantitative Analysis, v. 46, (3), June 2011, p. 737-756
Bhattacharya, Utpal; Galpin, Neal

Article 3

Do Japanese CEOs matter?

Pacific-Basin Finance Journal, v. 17, (5), November 2009, p. 628-650
Ahn, Sanghoon; Bhattacharya, Utpal; Jung, Taehun; Nam, Giseok

The Role of the Media in the Internet IPO Bubble

Journal of Financial and Quantitative Analysis, v. 44, (3), June 2009, p. 657-682
Bhattacharya, Utpal; Galpin, Neal; Ray, Rina; Yu, Xiaoyun

When No Law is Better Than a Good Law

Review of Finance, v. 13, (4), October 2009, p. 577-627
Bhattacharya, Utpal; Daouk, Hazem

Article 2

Melting pot or salad bowl: Some evidence from U.S. investments abroad

Journal of Financial Markets, v. 11, (3), August 2008, p. 228-258
Bhattacharya, Utpal; Groznik, Peter

The Causes and Consequences of Recent Financial Market Bubbles: An Introduction

The Review of Financial Studies, v. 21, (1), January 2008, p. 3-10
Bhattacharya, Utpal; Yu, Xiaoyun

Article 2

Is CEO certification of earnings numbers value-relevant?

Journal of Empirical Finance, v. 14, (5), December 2007, p. 611-635
Bhattacharya, Utpal; Groznik, Peter; Haslem, Bruce

The Home Court Advantage in International Corporate Litigation

Journal of Law and Economics, v. 50, (4), November 2007, p. 625-659
Bhattacharya, Utpal; Galpin, Neal; Haslem, Bruce

Article 1

The role of the media in the launch of internet IPOs

Betriebswirtschaftliche Forschung und Praxis, v. 5, September 2006, p. 442-456
Bhattacharya, Utpal; Galpin, Neal; Ray, Rina; Yu, Xiaoyun

Article 1

Financial liberalization and the stability of currency pegs

Journal of Corporate Finance, v. 11, (1-2), March 2005, p. 351-374
Bhattacharya, Utpal

Article 3

Is CEO Certification Credible?

Regulation, v. 26, (3), 2003, p. 8-10
Bhattacharya, Utpal; Groznik, Peter; Haslem, Bruce

The optimal design of Ponzi schemes in finite economies

Journal of Financial Intermediation, v. 12, (1), January 2003, p. 2-24
Bhattacharya, Utpal

The World Price of Earnings Opacity

The Accounting Review, v. 78, (3), July 2003, p. 641-678
Bhattacharya, Utpal; Daouk, Hazem; Welker, Michael

Book chapter 1

The Effect of Global Financial Markets on Businesses

Research in Global Strategic Management: Volume 8: Leadership in International Business Education and Research / Edited by Alan M. Rugman. Amsterdam : Emerald Group Publishing Limited, 2003, p. 163-174
Bhattacharya, Utpal; Bonser-neal, Catherine

Article 1

The World Price of Insider Trading

Journal of Finance, v. 57, (1), February 2002, p. 75-108
Bhattacharya, Utpal; Daouk, Hazem

Article 1

Capital Markets and the Evolution of Family Businesses

Journal of Business, v. 74, (2), April 2001, p. 187-219
Bhattacharya, Utpal; Ravikumar, B.

Article 1

When an event is not an event: The curious case of an emerging market

Journal of Financial Economics, v. 55, (1), January 2000, p. 69-101
Bhattacharya, Utpal; Daouk, Hezem; Jorgenson, Brian; Kehr, Carl Heinrich

Article 1

To believe or not to believe

Journal of Financial Markets, v. 2, (1), February 1999, p. 69-98
Bhattacharya, Utpal; Krishnan, Murugappa

Article 1

Anatomy of a market failure: NYSE trading suspensions (1974-1988)

Journal of Business and Economic Statistics, v. 16, (2), April 1998, p. 216-226
Bhattacharya, Utpal; Spiegel, Matthew

Article 3

Ace Company (B): The option value of waiting and capital budgeting

Issues in Accounting Education, v. 12, (2), October 1997, p. 399-411
Balakrishnan, Ramji; Bhattacharya, Utpal

Communication Costs, Information Acquisition, and Voting Decisions in Proxy Contests

Review of Financial Studies, v. 10, (4), December 1997, p. 1065-1097
Bhattacharya, Utpal

The advantage to hiding one's hand: Speculation and central bank intervention in the foreign exchange market

Journal of Monetary Economics, v. 39, (2), July 1997, p. 251-277
Bhattacharya, Utpal; Weller, Paul A.

Article 1

Destructive Interference in an Imperfectly Competitive Multi-Security Market

Journal of Economic Theory, v. 65, (1), February 1995, p. 136-170
Bhattacharya, Utpal; Reny, Philip J.; Spiegel, Matthew

Conference paper 1

Layout Driven Test Generation for CMOS Combinational Circuits

IEEE Region 10's Annual International Conference, Proceedings, v. 2, (1995), p. 823-827
Bhattacharya, Utpal; Sen Gupta, I.

Article 1

In search of the right middleman

Economics Letters, v. 42, (4), 1993, p. 341-347
Bhattacharya, Utpal; Yavaş, Abdullah

Article 1

Insiders, outsiders, and market breakdowns

Review of Financial Studies, v. 4, (2), April 1991, p. 255-282
Bhattacharya, Utpal; Spiegel, Matthew

2018 1

Do Superstitious Traders Lose Money?

Management Science, v. 64, (8), August 2018, p. 3772-3791
Bhattacharya, Utpal; Kuo, Wei-Yu; Lin, Tse-Chun; Zhao, Jing
Article

2017 2

Abusing ETFs

Review of Finance, v. 21, (3), May 2017, p. 1217-1250
Bhattacharya, Utpal; Loos, Benjamin; Meyer, Steffen; Hackethal, Andreas
Article

What Affects Innovation More: Policy or Policy Uncertainty?

Journal of Financial and Quantitative Analysis, v. 52, (5), October 2017, p. 1869-1901
Bhattacharya, Utpal; Hsu, Po Hsuan; Tian, Xuan; Xu, Yan
Article

2016 1

The Share Repurchase Announcement Puzzle: Theory and Evidence

Review of Finance, v. 20, (2), March 2016, p. 725-758
Bhattacharya, Utpal; Jacobsen, Stacey
Article

2015 1

Firm Mortality and Natal Financial Care

Journal of Financial and Quantitative Analysis, v. 50, (1-2), July 2015, p. 61-88
Bhattacharya, Utpal; Borisov, Alexander; Yu, Xiaoyun
Article

2014 2

Insider Trading Controversies: A Literature Review

Annual Review of Financial Economics, v. 6, December 2014, p. 385-403
Bhattacharya, Utpal
Article

Do Superstitious Traders Lose Money?

Bhattacharya, Utpal; Kuo, Weiyu; Lin, Tse-Chun; Zhao, Jing
Conference paper

2013 1

Conflicting Family Values in Mutual Fund Families

Journal of Finance, v. 68, (1), February 2013, p. 173-200
Bhattacharya, Utpal; Lee, Jung H.; Pool, Veronika K.
Article

2012 3

Do they do it for the money?

Journal of Corporate Finance, v. 18, (1), February 2012, p. 92-104
Bhattacharya, Utpal; Marshall, Cassandra D.
Article

Is unbiased financial advice to retail investors sufficient? Answers from a large field study

Review of Financial Studies, v. 25, (4), April 2012, p. 975-1032
Bhattacharya, Utpal; Hackethal, Andreas; Kaesler, Simon; Loos, Benjamin; Meyer, Steffen
Article

Penny Wise, Dollar Foolish: Buy-Sell Imbalances On and Around Round Numbers

Management Science, v. 58, (2), February 2012, p. 413-431
Bhattacharya, Utpal; Holden, Craig W.; Jacobsen, Stacey
Article

2011 1

The Global Rise of the Value-Weighted Portfolio

Journal of Financial and Quantitative Analysis, v. 46, (3), June 2011, p. 737-756
Bhattacharya, Utpal; Galpin, Neal
Article

2009 3

Do Japanese CEOs matter?

Pacific-Basin Finance Journal, v. 17, (5), November 2009, p. 628-650
Ahn, Sanghoon; Bhattacharya, Utpal; Jung, Taehun; Nam, Giseok
Article

The Role of the Media in the Internet IPO Bubble

Journal of Financial and Quantitative Analysis, v. 44, (3), June 2009, p. 657-682
Bhattacharya, Utpal; Galpin, Neal; Ray, Rina; Yu, Xiaoyun
Article

When No Law is Better Than a Good Law

Review of Finance, v. 13, (4), October 2009, p. 577-627
Bhattacharya, Utpal; Daouk, Hazem
Article

2008 2

Melting pot or salad bowl: Some evidence from U.S. investments abroad

Journal of Financial Markets, v. 11, (3), August 2008, p. 228-258
Bhattacharya, Utpal; Groznik, Peter
Article

The Causes and Consequences of Recent Financial Market Bubbles: An Introduction

The Review of Financial Studies, v. 21, (1), January 2008, p. 3-10
Bhattacharya, Utpal; Yu, Xiaoyun
Article

2007 2

Is CEO certification of earnings numbers value-relevant?

Journal of Empirical Finance, v. 14, (5), December 2007, p. 611-635
Bhattacharya, Utpal; Groznik, Peter; Haslem, Bruce
Article

The Home Court Advantage in International Corporate Litigation

Journal of Law and Economics, v. 50, (4), November 2007, p. 625-659
Bhattacharya, Utpal; Galpin, Neal; Haslem, Bruce
Article

2006 1

The role of the media in the launch of internet IPOs

Betriebswirtschaftliche Forschung und Praxis, v. 5, September 2006, p. 442-456
Bhattacharya, Utpal; Galpin, Neal; Ray, Rina; Yu, Xiaoyun
Article

2005 1

Financial liberalization and the stability of currency pegs

Journal of Corporate Finance, v. 11, (1-2), March 2005, p. 351-374
Bhattacharya, Utpal
Article

2003 4

Is CEO Certification Credible?

Regulation, v. 26, (3), 2003, p. 8-10
Bhattacharya, Utpal; Groznik, Peter; Haslem, Bruce
Article

The optimal design of Ponzi schemes in finite economies

Journal of Financial Intermediation, v. 12, (1), January 2003, p. 2-24
Bhattacharya, Utpal
Article

The World Price of Earnings Opacity

The Accounting Review, v. 78, (3), July 2003, p. 641-678
Bhattacharya, Utpal; Daouk, Hazem; Welker, Michael
Article

The Effect of Global Financial Markets on Businesses

Research in Global Strategic Management: Volume 8: Leadership in International Business Education and Research / Edited by Alan M. Rugman. Amsterdam : Emerald Group Publishing Limited, 2003, p. 163-174
Bhattacharya, Utpal; Bonser-neal, Catherine
Book chapter

2002 1

The World Price of Insider Trading

Journal of Finance, v. 57, (1), February 2002, p. 75-108
Bhattacharya, Utpal; Daouk, Hazem
Article

2001 1

Capital Markets and the Evolution of Family Businesses

Journal of Business, v. 74, (2), April 2001, p. 187-219
Bhattacharya, Utpal; Ravikumar, B.
Article

2000 1

When an event is not an event: The curious case of an emerging market

Journal of Financial Economics, v. 55, (1), January 2000, p. 69-101
Bhattacharya, Utpal; Daouk, Hezem; Jorgenson, Brian; Kehr, Carl Heinrich
Article

1999 1

To believe or not to believe

Journal of Financial Markets, v. 2, (1), February 1999, p. 69-98
Bhattacharya, Utpal; Krishnan, Murugappa
Article

1998 1

Anatomy of a market failure: NYSE trading suspensions (1974-1988)

Journal of Business and Economic Statistics, v. 16, (2), April 1998, p. 216-226
Bhattacharya, Utpal; Spiegel, Matthew
Article

1997 3

Ace Company (B): The option value of waiting and capital budgeting

Issues in Accounting Education, v. 12, (2), October 1997, p. 399-411
Balakrishnan, Ramji; Bhattacharya, Utpal
Article

Communication Costs, Information Acquisition, and Voting Decisions in Proxy Contests

Review of Financial Studies, v. 10, (4), December 1997, p. 1065-1097
Bhattacharya, Utpal
Article

The advantage to hiding one's hand: Speculation and central bank intervention in the foreign exchange market

Journal of Monetary Economics, v. 39, (2), July 1997, p. 251-277
Bhattacharya, Utpal; Weller, Paul A.
Article

1995 2

Destructive Interference in an Imperfectly Competitive Multi-Security Market

Journal of Economic Theory, v. 65, (1), February 1995, p. 136-170
Bhattacharya, Utpal; Reny, Philip J.; Spiegel, Matthew
Article

Layout Driven Test Generation for CMOS Combinational Circuits

IEEE Region 10's Annual International Conference, Proceedings, v. 2, (1995), p. 823-827
Bhattacharya, Utpal; Sen Gupta, I.
Conference paper

1993 1

In search of the right middleman

Economics Letters, v. 42, (4), 1993, p. 341-347
Bhattacharya, Utpal; Yavaş, Abdullah
Article

1991 1

Insiders, outsiders, and market breakdowns

Review of Financial Studies, v. 4, (2), April 1991, p. 255-282
Bhattacharya, Utpal; Spiegel, Matthew
Article

No Publications

Teaching Assignment

2024-25 Fall 0 2023-24 Summer 0 2023-24 Spring 3 2023-24 Winter 1 2023-24 Fall 0 2022-23 Summer 0

DBAP5440	Behavioral Finance
FINA3103	Intermediate Investments
FINA5410	Market Microstructure

GFIN5400

Asset Allocation

No Teaching Assignments

Research Postgraduate (RPG) Supervision

From January 2021 to December 2024 (As of 21 November 2024)

Graduated RPGs

Doctor of Philosophy

KUMAR, Amit
Finance( Completed in 2022 )

Projects

From January 2022 to December 2024

All Projects 3 Leading Projects 2 Participating Projects 1

Do Active Institutional Investors Bet on the Jockey or the Horse?

主動型機構投資者押注騎師（首席執行官）還是押注賽馬（企業）？ Leading

RGC - General Research Fund
Project Team (HKUST)
BHATTACHARYA Utpal (Lead)
2022 - 2024
Home Bias: Information or Preference?

本土偏好：是根據信息偏差還是投資人偏好？ Leading

RGC - General Research Fund
Project Team (HKUST)
BHATTACHARYA Utpal (Lead)
2020 - 2023
Contributing to the Development of Hong Kong into a Global Fintech Hub

促進香港成為全球的金融科技樞紐 Participating

RGC - Theme-based Research Scheme
Project Team (HKUST)
TAM Kar Yan (Lead)

BHATTACHARYA Utpal

CHEN Tai-Yuan

CHEN Yanzhen

HONG Weiyin

HUANG Allen Hao

HUI Kai Lung

JAMES Lancelot Fitzgerald

LI Yingying

LING Shiqing

SO Mike Ka Pui

XU Yan

YANG Yi

YEUNG Dit Yan

ZHANG Chu

ZHENG Rong

ZHENG Xinghua
2019 - 2022